Securities Regulation and Litigation

Kramon & Graham, P.A. attorneys have broad and deep experience in the areas of securities litigation and regulation. We represent clients in derivative and class actions, SEC and other regulatory proceedings, internal investigations related to securities issues, directors' and officers' liability issues, matters pertaining to errors and omissions coverage, and other complex commercial and transaction-based litigation.

Our attorneys have successfully represented clients in shareholder class actions and derivative actions across the United States. Because of our extensive experience and relationships with insurers, we are well positioned to assist our clients in navigating the thickets of D & O indemnification, insurance policies, reservation of rights, allocation issues, and coverage strategies. We also add value because of our knowledge of how accounting issues relate to securities litigation risks, and our understanding of accounting requirements.

Our E & O experience includes representation of professional clients in accounting malpractice actions. We have also helped clients through the difficult process of SEC investigations, whether the extent of their responsibility is to respond to document requests, comply with informal or formal investigations, or defend against claims asserted against them by the government. Our attorneys also have substantial experience assisting corporate boards of directors, audit committees, and special committees conduct internal investigations related to securities issues.

Our securities-related transactional experience includes risk avoidance counseling and other services to clients pertaining to the securities laws generally and the issuance of securities specifically. If a dispute arises, our strong securities litigation capability allows us to litigate successfully the issues arising out of a securities-related transaction.